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Letter "E" » Eliot Spitzer Quotes
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«The only delay, ... is that when you are dealing with 50 states, 12 investment banks, a significant number of regulatory entities, simply getting sign-offs, drafting agreements on stray words takes a bit of time.»
Author: Eliot Spitzer
«Today's agreement between Putnam and the SEC provides some preliminary measures to address certain of the issues raised in the actions filed against Putnam. However, these measures represent only a starting point for needed industry reforms in fund governance and oversight and do not address crucial issues involving restitution to fund holders, fines and penalties,»
Author: Eliot Spitzer
«The public expects and deserves the protection that effective government oversight provides. Until the Bush administration shows it is willing to do the job, however, it appears the public will have to rely on state regulators and lawmakers to protect its interests,»
Author: Eliot Spitzer
«We have yet to see any real evidence of FCC activity in this area despite overtures by us to join us,»
Author: Eliot Spitzer
«Warner Music has illegally provided radio stations with financial benefits to obtain airplay and boost the chart position of its songs, ... abandon the industry-wide practice of providing radio stations and their employees with financial incentives and promotional items in exchange for airplay.»
Author: Eliot Spitzer
«Federated worked with regulators to address problems with improper trading,»
Author: Eliot Spitzer
«Federated worked with regulators to address problems with improper trading, ... With this agreement, virtually the entire mutual fund industry has now sworn off improper trading practices and agreed to compensate investors who were harmed.»
Author: Eliot Spitzer
«A lot of major songs have been implicated in this.»
Author: Eliot Spitzer
«He believes what he says, and that's what is important. People have gotten into trouble because they were intentionally misstating what they knew.»
Author: Eliot Spitzer
«AIG was and is a solid company that didn't need to cheat. It finds itself in this position solely because some senior managers thought it was acceptable to deceive the investing public and regulators.»
Author: Eliot Spitzer
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